STAGE 1
FOUNDATION MODULES
Learn the fundamentals of market surveillance including alert logic, trader profiling, and risk-based escalation.
Core surveillance concepts, alert types, and regulatory principles that apply across asset classes.
STAGE 2
ASSET CLASS MODULES
Specialize by product. Choose one or more asset classes after completing Stage 1 Foundation. Choose from:
Learn how trading behaviors vary and how abuse hides differently in each.
STAGE 3
SPECIALIST MODULES
Deep dives into:
CERTIFICATION
During and after completing the Stage 1 and Stage 2 training, learners have the option to sit topic-based quizzes to validate applied understanding of market surveillance concepts, scenarios, and decision-making.
Successful candidates will receive a Conduct Surveillance Certificate of Competence, which can support internal skills validation, team benchmarking, and audit documentation.
Start with General Member access…it’s a low-cost way to stay connected to the world of trade surveillance:
Regular knowledge community quizzes
Access to forum discussions, blog posts, thought leadership and vendor reviews
First month FREE
Great for staying sharp, benchmarking your knowledge, or exploring whether certification is right for you.
Elevating Conduct Surveillance Excellence Across Your Organization
Get in touch with us via phone, email, or WhatsApp
UK +44 203 951 1803
SG +65 8788 3314
email : care@conductsurveillance.com